YAN Lixin，

Professional title: associate professor

Institute: Institute for Financial Studies

Focus: Financial Security, AML/CTF/CTE (anti-money laundering/counter terrorist financing/counter tax evasion), Crisis Dissemination

Associate Professor at the School of Economics and Institute for Financial Studies, Fudan University; Executive Director of China Centre for Anti-money Laundering Studies，post-doctor of communication studies, Ph.D (2006) in economics, Master (2001) of Change Management from Fudan University, bachelor of English literature, International Certified Anti-money Laundering Specialist, the very first accredited instructor for certified anti-money laundering specialists in mainland China in 2009, the China’s only member of the board of directors of the International Network AML/CFT Institute in November 2017.

He boasts of rich work experiences: university teacher, public servant, part-time media host, General Manager and Chairman of the board of directors of an import and export company. He has over 50 publications, including monographs such as Research on the Anti-money Laundering Mechanism in Banking Industry, Textbook on Anti-money Laundering, Eloquence of Leaders, translation of the Training Manual for the Accreditation of Anti-money Laundering Specialists, and research papers such as “Organizational Framework of Anti-money Laundering in European and American Countries and Its Implication to China”, “Measures of Eliminating Information Asymmetry through Media Relations”, “Theory of Black and White Sesame and the Construction of Incentive Mechanism of Anti-money Laundering in Chinese Banking Industry”, “Upgrading and Transformation of Chinese Anti-money Laundering Strategy (2013-2018) and the Construction of Its Implementation Mechanism”, “Application of Behavioral Economic Theories in Crisis Management” etc. He has completed more than 20 research projects sponsored by international organizations, national and provincial government agencies, and other business and non-business entities, such as Anti-money Laundering in Futures Industry and Chinese Practice, Report on the Anti-money Laundering in the Third Party Payment Institutions in China, Measures in Improving the Effectiveness of Anti-money Laundering Supervision in Chinese Banking Industry, Risk Assessment of Counter Terrorist Financing, International Experience and Shanghai Measures of Fighting against Money Laundering in the Free Trade Zone, Cloud Security System by Online Banking—Ways and Approaches of Managing Accounts and Capital Risks and others. He is well-known and enjoys a good reputation in the field of anti-money laundering and counter terrorist financing.

● 主要科研成果：

● Major Research Achievements

1. 严立新（1991）. 英语幽默语言及其形成.《镇江师专学报》，1991年3月第三期.

YAN Lixin (1991), English Humor and Its Formation, Journal of Zhenjiang Teachers’ College, 1991, 3(3).

2. 严立新（1992）. 领导的语言艺术. 南京大学出版社，1992年2月第一版.

YAN Lixin (1992). Eloquence of Leaders (Compiled). Nanjing University Press, 1992.2.

3. 严立新（2006）. 欧美反洗钱组织架构的设立模式对我国的启示 ，《欧洲一体化研究》 2005年第 6期.

YAN Lixin (2006). Organizational Framework of Anti-money Laundering in European and American Countries and its Implication to China. European Integration Studies, 2005(6).

4. 严立新（2006）. 浅谈我国反洗钱组织架构的模式选择.《江苏社会科学》2006年第6期.

YAN Lixin (2006). Brief Introduction to Organizational Framework of Anti-money Laundering in China. Jiangsu Journal of Social Science, 2006.06.

5. 严立新（2006）. 欧美各国彩票业发展历程、现状与趋势以及对我国的启示. 《世界经济情况》2006年第18期.

YAN Lixin (2006). Development of Lottery Industry in European and American Countries and Its Implication to China. World Economic Outlook, 2006(18).

6. 燕爽、严立新（2007）. 确立我国反洗钱战略的必要性及其原则. 上海金融中心建设与中国反洗钱战略研讨会，2007年8月28日.

YAN Shuang, YAN Lixin (2007). Necessity and Principle of Establishing the Anti-money Laundering Strategy in China, report delivered in the Seminar on The Construction of Shanghai Financial Center and Chinese Anti-money Laundering Strategy, August 28th, 2007.

7. 张震、严立新（2007）.“金融自由化与反洗钱关係初探：理论模型、作用机制及政策建议”. 第四届中国金融学年会入选论文.

ZHANG Zhen, YAN Lixin (2007). Financial Liberalization an Anti-money Laundering: Theoretical Model, Functioning, and Policy Suggestions, selected to the 4th annual conference of Chinese Financial Society.

8. 严立新、张震（2008）. 《反洗钱基础教程》. 复旦大学出版社，2008年5月.

YAN Lixin, ZHANG Zhen (2008). Basic Course on Anti-money Laundering. Fudan University Press, 2008.05.

9. 严立新（2008）. 信息不对称条件下的危机主体与媒体公关.《新闻大学》（权威期刊），2008年第2期.

YAN Lixin (2008). Media Relations in the Context of Information Asymmetry, Journalism Quarterly, 2008(2).

10. 严立新（2008）. 浅谈危机公关中消解信息不对称的策略选择.《江苏社会科学》, 2008年12月.

YAN Lixin (2008). Measures of Eliminating Information Asymmetry through Media Relations. Jiangsu Journal of Social Science, 2008.12.

11. 严立新、严维石（2009）. 中美央行货币政策信息收集与运用差异分析. 《上海金融》，2009年第6期.

YAN Lixin, YAN Weishi (2009). A Comparative Study on the Collection and Analysis of Monetary Policy Information between China and US. Shanghai Finance, 2009(6).

12. 严立新（2010）. 《银行业反洗钱机制研究》，复旦大学出版社，2010年10月，（获复旦大学出版资助基金管理委员会资助：复宣字 【2009】1号）

YAN Lixin (2009). Research on the Anti-money Laundering Mechanism in Banking Industry. Fudan University Press, 2010.10 (sponsored by the Publishing Commission of Fudan University, License No.: Fuxuan 200901.)

13. 严立新（2010）. 中国2008-2012反洗钱战略重点解读，《检察风云》 2010 No.7 P.12-13

YAN Lixin (2010). Interpretation of Chinese Anti-money Laundering Strategies from 2008-2012, Prosecutorial View, 2010 No.7 P.12-13.

14. 严立新（2010）.“反洗钱：阻击贪腐黑金”. 《检察风云》2010 No.7 P4-5.

YAN Lixin (2010). Anti-money Laundering: Fighting against Dirty Money from Corruption. Prosecutorial View, 2010 No.7 P.4-5.

15. 严立新（2010），黑白芝麻理论与中国银行业反洗钱激励机制的构建，《上海金融》，2010年第9期

YAN Lixin (2010). Theory of Black and White Sesame and the Construction of Incentive Mechanism of Anti-money Laundering in Chinese Banking Industry. Shanghai Finance, 2010 (9).

16. 严立新（第一作者 2011）. 风险为基下的中国网路支付业与反洗钱规制.《洗钱控制》，Vol. 14 No. 1, 2011，pp. 93-101

YAN Lixin (2011）.Risk-based AML regulation on internet payment services in China. Journal of Money Laundering Control, Vol. 14 No. 1, 2011，pp. 93-101.

17. 严立新（2011）. 从合规为本到风险为本：第三方支付行业反洗钱监管原则的必然要求.《上海金融》，2011年第6期，P45-48.

YAN Lixin (2011). From Compliance-based to Risk-based: a Natural Requirement of Anti-money Laundering Supervision for the Third Party Payment Industry. Shanghai Finance, 2011(6):45-48.

18. 严立新总译·审（2011）. 《国际反洗钱师资格认证培训教程》. 复旦大学出版社，2011年6月.

YAN Lixin (2011). Translation of Training Manual for the Accreditation of Anti-money Laundering Specialists. Fudan University Press, 2011.06.

19. 严立新（2013）. 中国反洗钱战略（2013-2018）的升级转型及其实施机制的建立.《管理世界》（权威期刊），2013年第9期，P1-8.

YAN Lixin (2013). Upgrading and Transformation of Chinese Anti-money Laundering Strategy (2013-2018) and the Construction of Its Implementation Mechanism. Management World. 2013(9): 1-8.

20. 严立新（2013）. 行为经济学理论在危机管理中的套用研究.《管理世界》（权威期刊），2013年第11期，P180-181.

YAN Lixin (2013). Application of Behavioral Economic Theories in Crisis Management. Management World, 2013(11): 180-181.

21. 严立新、童文俊（2013），自由贸易区洗钱与反洗钱：国际经验与中国对策，袁志刚主编《中国（上海）自由贸易实验区新战略研究》，2013年11月，P226-246

YAN Lixin,TONG Wenjun (2013). International Experience and Shanghai Measures of Fighting against Money Laundering in the Free Trade Zone, in YUAN Zhigang edited. Research into the New Strategies in the Shanghai Free Trade Zone of China. 2013.11:226-246.

22. 严立新（2015 第一作者）. 贪官赃款漂白朮——洗钱手法篇.《检察风云》，中国检察出版社，2015/ 07

YAN Lixin (2015). The Laundering of Dirty Money by Corrupted Officials—Methods. Prosecutorial View, 2015.07.

23. 严立新（2015 第一作者）. 贪官赃款外逃途径——跨境外逃篇. 《检察风云》，中国检察出版社，2015/ 07

YAN Lixin (2015). The Flight of Dirty Money by Corrupted Officials—Cross-border Dirty Money Flight. Prosecutorial View, 2015.07.

24. 严立新（2015 第一作者）. 当贪腐“傍上”洗钱——贪腐机理篇.《检察风云》，中国检察出版社，2015/ 07.

YAN Lixin (2015). Money Laundering and Corruption—Mechanism of Corruption. Prosecutorial View, 2015.07.

25. YAN Lixin, TONG Wenjun （2016）. Money Laundering and Anti-Money Laundering in Free Trade Zones: International Experience & Shanghai Strategies <New Strategic Research on China (Shanghai) Pilot Free Trade Zone>——by World Century Publishing Corporation 2016

26. 严立新 （2017 第一作者）. 有效遏制地下钱庄洗钱问题的策略研究.《上海金融》，2017/ 9 P57-61.

YAN Lixin (2017). Measures of Effectively Controlling Underground Financing. Shanghai Finance, 2017(9):57-61.

主要参与课题及主持项目

● Major Research Projects

1、 上海市浦东新区残疾人就业问题及对策研究，2005/07－09.

Employment Issues and Measures of the Handicapped in Pudong New District of Shanghai, 2005/07-09.

2、福利企业减免税金形成的净资产：监管及处置. 2005/07－09.

Supervision and Disposal of the Net Capital from Tax Exemption for Welfare Enterprises, 2005/07-09.

2、 转型国家政府维持社会公正的反洗钱责任机制及启示，全国哲学社会科学规划办公室，2007/07－2008/09.

Mechanism of Anti-money Laundering for Social Equity in Transition Countries and Its Implication, sponsored by the National Office for Philosophy and Social Science, 2007/07-2008/09.

4、主持国际合作项目《国际反洗钱师资格认证体系的引进及其本土化研究》，2009/05-2010/06

Presided over the project: Introduction and Localization of Anti-money Laundering Specialists Accreditation System, 2009/05-2010/06.

5、主持教育部社科类项目《期货行业反洗钱与我国相关实践研究》，2009/12-2010

Presided : Anti-money Laundering in Futures Industry and Chinese Practice, sponsored by the Chinese Ministry of Education, 2009/12-2010.

6、主持横向项目《国内第三方支付机构反洗钱、反恶意套现调研报告——以支付宝为例》,2010/08-12

Presided : Anti-money Laundering and Malicious Cashing in the Third Party Payment Institutions in China—a Case Study of Alipay, 2010/08-12

1、 主持复旦大学人文社会科学跨学科研究重大项目《反洗钱从业资格认证体系的建设及国际比较》，2011/6-2013/6

Presided : Construction of Anti-money Laundering Specialist Qualification Accreditation System and Its International Comparison, sponsored by Fudan University, 2011/6-2013/6.

8、主持复旦大学人文社会科学跨学科研究重大项目《非传统安全视角下的城市信息安全研究》，2011/5-2014/4

Presided : City Information Security from the Perspective of Non-traditional Security, sponsored by Fudan University, 2011/5-2014/4.

9、主持上海市教委教育创新项目《提升我国银行业反洗钱监管有效性的策略研究》，2011/8-2013/9

Presided : Strategy on Improving the Effectiveness of Anti-money Laundering Supervision in Chinese Banking Industry, sponsored by the Shanghai Education Department as an innovation project, 2011/08-2013/09

10、主持中纪委专项委託课题《当前腐败分子洗钱和向境外转移资产的途径和治理对策研究》，2014/5-2014/10

Presided : Money Laundering and Channels of Dirty Money Transfer by the Corrupted Officials and Its Countermeasures, sponsored by The CPC Central Commission for Discipline Inspection as a specialty research project, 2014/05-2014/10.

11、主持国家反恐怖融资风险评估项目一项（密） （2013/09-2014/07）

Presided : Risk Evaluation of Terrorist Financing in China (classified), 2013/09-2014/07.

12、主持浙江省义乌市商务局课题《中欧义乌班列沿线国家进口资源及策略研究》.（2015/03-2015/10）

Presided : Importable Resources in the Countries along the Yiwu-Europe Freight Train Route and Measures for the Import Promotion, sponsored by Yiwu Bureau of Commerce, 2015/03-2015/10.

13、主持银监课题《网商银行金融云安全体系——账户及资金风险控制路径与方法》（2016/06-2016/09）

Presided : Cloud Security System by Online Banking—Ways and Approaches of Managing Accounts and Capital Risks, sponsored by Chinese Banking Regulatory Commission, 2016/06-2016/09.